WebFees and other charges are a part of investing. Fees are typically charged by investment firms or registered investment advisers to cover the costs associated with administering investment products, operating your account, making transactions on your behalf or offering advice. STAY INFORMED ABOUT FEES The CSA is moving forward with a ban on … WebThe Canadian Securities Administrators (CSA) today adopted final rules that implement a trailing commission ban (OEO trailer ban) to prohibit the payment of trailing commissions by fund organizations to dealers who do not make a suitability determination, such as order-execution-only (OEO) dealers.. The OEO trailer ban takes effect on June 1, 2024, the …
Canadian securities regulators to introduce temporary …
WebSep 17, 2024 · Toronto –The Canadian Securities Administrators (CSA) today adopted final rules that implement a trailing commission ban (OEO trailer ban) to prohibit the payment … WebJun 30, 2016 · The Canadian Securities Administrators will hold a consultation this fall to investigate the possibility of banning trailer fees and other embedded commissions in mutual fund sales. Such a move will change the fund industry greatly, and represents the next step of an apparent move away from the commission-based system by regulators. … birds of ecuador kristi odom
Deferred sales charges (DSC) and order-execution-only (OEO) …
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